The Evolution and Progression of Transfrontier Conservation Areas in the Southern African Development Community



Fig. 9.1
Location and state of development of the 18 TFCAs in SADC in May 2013



The underlying objective with TFCA development, as envisaged by PPF, and encapsulated in the various Memoranda of Understanding and Treaties formalising the TFCAs, is to jointly manage and develop a single ecological system that extends across an international border in order to improve livelihoods of rural communities that live within or adjacent to these areas and to promote the conservation of biodiversity through sustainable utilisation of the natural resources (Governments of the Republics of Mozambique, South Africa and Zimbabwe 2002; Governments of the Republics of Malawi and Zambia 2004) (Table 9.1).


Table 9.1
Overview of the main events in the development of southern Africa’s TFCAs

















































Year

Main event

1988

IUCN’s Commission on National Parks and Protected Areas identified at least 70 protected areas in 65 countries which straddle national frontiers

1990

Meeting between Anton Rupert, Founder of Peace Parks Foundation, and Mozambique’s President Joaquim Chissano to discuss the possibility of a permanent link being esablished between some of the PAs in southern Mozambique and their adjacent counterparts in South Africa, Swaziland and Zimbabwe

1997

Establishment of Peace Parks Foundation

2000

Official opening of Kgalagadi Transfrontier Park (KTP); signing of protocol for Lubombo TFCA (LTFCA)

2001

Signing of memorandum of understanding for Maloti-Drakensberg Transfrontier Park (MDTP); proclamation of National Parks – Sehlabathebe, Lesotho (MDTP); and Limpopo, Mozambique (GLTP)

2002

Signing of treaty for Great Limpopo Transfrontier Park (GLTP)

2003

Signing of treaty for /Ai-/Ais – Richtersveld Transfrontier Park (ARTP); proclamation of World Heritage Site – Mapungubwe (GMTFCA)

2004

Signing of memorandum of understanding for Malawi-Zambia TFCA (MAZA); proclamation of Mapungubwe National Park, South Africa (GMTFCA)

2006

Signing of memorandum of understanding for Greater Mapungubwe TFCA (GMTFCA); opening of tourist access facility – Giriyondo; dropping of portions of the fence between Mozambique and South Africa in the Great Limpopo Transfrontier Park (GLTP)

2007

Opening of tourist access facility – Mata Mata (KTP) and Sendelingsdrift (ARTP)

2009

Proclamation of Africa’s first transfrontier Marine Protected Area – Ponta do Ouro Marine Reserve, Mozambique (LTFCA)

2011

Signing of treaty for Kavango-Zambezi TFCA (KAZA); proclamation of Maputo Special Reserve (MSR) Extension, Mozambique (LTFCA)

2013

Proclamation of World Heritage Site – uKhahlamba extension into Lesotho (MDTP)



9.5 The TFCA Development Process Followed by SADC


The establishment of TFCAs is a complex and time-consuming process, requiring intensive and extensive advocacy and facilitation work in all participating countries, with each having a sense of ownership of the whole process. Decisions impacting at a national level must arise from within the sovereign states, and such entities as the National Technical Committees must seek to coordinate action rather than dictate it. Because of the sensitivities involved in the complex array of institutional agreements and changes required when two or more countries attempt to harmonize legislation and protocols, close attention will always be given to show respect for national sovereignty, the rights of resident communities and for existing national legal systems. The institutional arrangements outlined later in this chapter describe the processes involved.

Every effort is made to avoid the perception of top-down planning without consultation, which was realised through national and TFCA Integrated Development Planning (IDP) processes. For example, consultative planning processes were undertaken in all the country based components of the Kavango-Zambezi (KAZA) TFCA (namely Angola, Botswana, Namibia, Zambia and Zimbabwe), where stakeholders from all levels, ranging from national to village level, were included in the discussions and review of the IDPs for these components (PPF 2008; Government of the Republic of Angola KAZA TFCA Inter-Ministerial Commission 2010; Zimbabwe Parks and Wildlife Management Authority 2010; Ministry of Environment and Tourism 2012; Ministry of Environment, Wildlife and Tourism 2013).

Similar consultative interactions were being utilised for the preparations of the IDPs for the Kavango-Zambezi, the Greater Mapungubwe TFCA (see GMTFCA TTC 2010) and the Malawi Zambia TFCA. Country based meetings have been facilitated in each country, involving traditional leaders, NGOs, civil society structures, officials from all spheres of government, and private sector operators. Stakeholders were involved in both the setting of objectives and in the reviewing of the actions required to attain these objectives.

In many cases, these were initiated by PPF to facilitate national, provincial and district governments, private sector, traditional structures and development partners to develop a shared vision on a national and TFCA level. There can be no ‘blueprint’ for action – each TFCA will have its own set of requirements, and the regional differences in TFCA practices are immense (Büscher 2013). Two key words for the processes involved are time and flexibility.

Although there are no formal guidelines or standard formats for establishing and developing TFCAs in the SADC Region, Table 9.2 shows generic milestones used by PPF as key steps in the TFCA process.


Table 9.2
Generic milestones for the TFCA process



























(i)

Demonstration of political will and support for the TFCA concept. PPF’s engagement with the heads of state of most of the participating SADC countries has greatly facilitated the acceptance of TFCAs at a national level

(ii)

Constitution of multi-lateral planning teams consisting of government and non-government technical expertise to develop a memorandum of understanding (MOU) between the participating countries. This is a crucial step in the process as it not only mandates institutions, bodies or committees to enter into negotiations on behalf of government, but also formalises the intention of the participating countries to be supportive of the TFCA process

(iii)

Signing of MOU by participating governments to facilitate the establishment of the TFCA and initiate a formal negotiation process and constitution of an institutional framework. This includes the formal appointment of an international co-ordinator and the various multilateral and national technical committees

(iv)

Development of an international treaty on the establishment of the TFCA. This process is usually facilitated by the independent co-ordinator mutually appointed by the participating countries. The co-ordinator is responsible for managing the various committees/bodies as mandated by the MOU in (iii) above to deal with issues such as customs and immigration, finance (co-ordination of donors and aid agencies), communities, veterinary issues and wildlife diseases, legislation, security, tourism management, etc.

(v)

Signing of international treaty and implementation of institutional framework as mandated by the treaty such as the formation of joint management committees at a political and/or operational level

(vi)

Launching an opening ceremony (formal opening of TFCA)

(vii)

Implementation of accepted conservation and economic principles in order to develop the TFCA into a sustainable entity/protected area system

In all TFCAs, the ultimate objective is to develop a functional management regime to co-ordinate effectively the management of ecosystems spanning international boundaries whilst at the same time using these structures to improve movement of people, goods and services within the landscape, i.e. to become a functional and operational TFCA. In order to achieve the highest level of functionality eight generic key performance areas (KPAs) and their respective indicators have been developed by TFCA practitioners throughout southern Africa’s TFCA initiatives (Fig. 9.2). The implementation of these KPAs need not follow a specific chronological order as each are stand-alone components making up a ‘working’ TFCA. However with all eight KPAs addressed, the likeliness of a sustainable and functional TFCA is greatest (PPF 2013).

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Fig. 9.2
Key performance areas

Being transboundary in nature, TFCAs are governed by multiple institutions at multiple levels. The challenges of streamlining decision making and other governance functions between these actors at different levels is addressed by an array of institutional arrangements as set out in Table 9.3.


Table 9.3
Governance arrangements of TFCAs





















































Ministerial Committee

These are the Ministers responsible for TFCA matters in the participating countries. The Ministerial Committee should meet at least once a year and all decisions are made by consensus. Responsibilities are:

 Overall policy guidance in the establishment and development of TFCAs

 Monitoring progress in the establishment and development of TFCAs

Senior officials/technical committee (TC)

The TFCA TC consists of senior representatives of the implementing agencies and/or senior representatives of the relevant ministries of the participating countries and their respective stakeholders. The Committee should be chaired by rotation and meet at least twice a year. Responsibilities include:

 Translating decisions of the Ministerial Committee into operational guidelines and policies

 Developing area specific action plans for the establishment, development and management of TFCAs

 Harmonizing the expectations and aims of the participating countries with respect to the establishment, development and management of TFCAs

Upon signing of a treaty by the Heads of State, TCs may become less functional over time and their functions taken over at a park management / operational level

National Technical Committees (NTC): This key component is populated by representatives appointed by the implementing agencies of the participating countries. The NTCs are responsible for:

 Implementing action plans developed by the TC

 Ensuring stakeholder participation in the overall planning and development of the TFCAs, especially in policy formulation, preparation of management and development plans and production of other documents associated with TFCAs

 Liaising and collaborating with other relevant development initiatives

 Providing feedback and progress reports to the TC

Working groups

The establishment and development of TFCAs cuts across the portfolio responsibility of other institutions outside the sphere of natural resources management such as customs, immigration, veterinary services, defence, security, tourism, etc. These institutions are important role players in the establishment and development of TFCAs and should therefore have forums to meet with counterparts from the participating countries to discuss TFCA matters relevant to their sectors. The working groups are appointed by the Ministerial Committee, by the senior officials or TC on a standing or an ad hoc basis to address and resolve specific challenges in order to improve the TFCA on a functional level

TFCA/international co-ordinator

This individual is jointly appointed by the participating countries to facilitate the establishment and development of a TFCA. The function of the co-ordinator usually is replaced through a park-to-park management structure in mature TFCAs. The Co-ordinator can be supported by additional support staff and is responsible for:

 Driving activities associated with planning and developing the TFCAs

 Ensuring that effective and representative Committees are established and also those programs to achieve the objectives of the TFCAs are sustained

 Facilitating the convening of meetings of the different committees

 Ensuring that TFCAs negotiations comply with relevant international treaties and regional protocols

 Preparing reports on key resolutions and directives emanating from the Ministerial and Technical Committees

Secretariat

In certain cases, such as the KAZA-TFCA, a Secretariat can be established as a more permanent structure to fulfil the TFCA co-ordination function but also as a separate legal entity responsible for implementing projects from donor and participating partner country funding to develop the TFCA


9.6 Benefits and Challenges


The development of TFCAs has generated a great deal of media attention and a high level of interest in academic publications, with reviews questioning in particular the contributions made to the conservation of biodiversity and to the reduction of poverty in those communities living in or adjacent to the TFCAs (Ramutsindela 2007; Quinn et al. 2012; Andersson et al. 2013; Büscher 2013). Such legitimate questions were initially clouded by Ellis (1994) who argued strongly that the new environmental discourse and the development of a cross-border park on the Mozambique – South Africa – Zimbabwe border were linked up with the broad military strategy of the apartheid state. His view that TFCAs were actively promoted by a South African-based NGO with hidden motives in mind, lacks credibility today, particularly as TFCAs are accepted and supported as a continental initiative rather than a regional one, with the New Partnership for Africa’s Development (NEPAD) and its environmental program recognizing the importance of combating poverty and contributing to socio-economic development in the region (NEPAD 2010). This NEPAD linkage is significant, as individual African states are more likely to adopt TFCAs as a way of implementing NEPAD. Furthermore, linking NEPAD with TFCAs removes the ‘South African factor’ from the TFCAs, thereby promoting TFCAs as a continental rather than a South Africa-driven initiative (Ramutsindela 2007). TFCAs in SADC have made considerable progress since the start of the work of PPF in 1997 (Ramutsindela 2007), and as of May 2013 covered an area of 1,006,170 km2 with well-established government and institutional support at the highest level. This section discusses some of the benefits and challenges of TFCA-development.


9.6.1 Peace


Peace is an essential prerequisite for human development and effective and sustainable environmental management, both of which are critical if SADC is to achieve national and regional goals, and is also a prerequisite for globally agreed objectives of the Millennium Development Goals (UNDP 2013). PAs on their own have an unfortunate legacy of fuelling tensions between various actors, particularly between PA authorities and adjacent communities, and TFCAs with their expanded reach might even exacerbate these conflicts. The notion of peace linked to the term Peace Parks is vaguely promoted as one of the aims of transfrontier conservation, yet at this stage of development it is perhaps surprising that no single treaty or MOU for TFCAs in SADC has the promotion of peace as one of its objectives. Nevertheless, Hammill and Besançon (2003) have suggested that the Peace and Conflict Impact Assessment (PCIA) tool, which is applied to development and humanitarian interventions, is relevant to assessing and monitoring peace in TFCAs. PCIAs have been used to monitor and evaluate projects so that at the very least they contribute to peace building, an important move toward systematically considering an intervention’s impact on the broader socio-political setting, although the use of this tool structure and use of PCIAs continue to be debated among development practitioners (Hammill and Besançon 2003), and have yet to be used by any of the SADC TFCA practitioners.

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